0001193125-12-147754.txt : 20120403 0001193125-12-147754.hdr.sgml : 20120403 20120403140125 ACCESSION NUMBER: 0001193125-12-147754 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20120403 DATE AS OF CHANGE: 20120403 GROUP MEMBERS: COLONIAL FIRST STATE GROUP LTD GROUP MEMBERS: COLONIAL HOLDING CO LTD GROUP MEMBERS: COMMONWEALTH INSURANCE HOLDINGS LTD GROUP MEMBERS: FIRST STATE INVESTMENT MANAGEMENT (UK) LTD GROUP MEMBERS: FIRST STATE INVESTMENTS (HONG KONG) LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Mindray Medical International LTD CENTRAL INDEX KEY: 0001373060 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82637 FILM NUMBER: 12736732 BUSINESS ADDRESS: STREET 1: MINDRAY BUILDING, KEJI 12TH ROAD SOUTH STREET 2: HI-TECH INDUSTRIAL PARK, NANSHAN CITY: SHENZHEN STATE: F4 ZIP: 518057 BUSINESS PHONE: (86)-755-2658-2888 MAIL ADDRESS: STREET 1: MINDRAY BUILDING, KEJI 12TH ROAD SOUTH STREET 2: HI-TECH INDUSTRIAL PARK, NANSHAN CITY: SHENZHEN STATE: F4 ZIP: 518057 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMMONWEALTH BANK OF AUSTRALIA CENTRAL INDEX KEY: 0000008565 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: GROUND FLOOR, TOWER 1 STREET 2: 201 SUSSEX STREET CITY: SYDNEY, NSW STATE: C3 ZIP: 2060 BUSINESS PHONE: (61-2) 9118 1335 MAIL ADDRESS: STREET 1: GROUND FLOOR, TOWER 1 STREET 2: 201 SUSSEX STREET CITY: SYDNEY, NSW STATE: C3 ZIP: 2060 SC 13G/A 1 d328151dsc13ga.htm AMENDMENT NO. 3 TO SCHEDULE 13G Amendment No. 3 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

Information Statement Pursuant to Rules 13d-1 and 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 3)* Corrected

 

 

 

Mindray Medical International Ltd.

(Name of Issuer)

 

 

 

Class A Ordinary Shares, HK$0.001 par value per share

(Title of Class of Securities)

 

602675100

(CUSIP Number)

 

December 31, 2011

Date of Event Which Requires Filing of the Statement

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

This Corrected Schedule 13G/A3 is being filed to correct the Schedule 13G filed by the reporting persons on February 13, 2012, which inadvertently included a calculation error with respect to certain holdings reported therein and also was not designed as an amendment. Upon discovering these errors, the reporting persons promptly took steps to file this Corrected Schedule 13G/A3, which corrects those errors and makes certain other technical corrections.

 

 

 


CUSIP NO. 602675100    13G   Page 2 of 15

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Commonwealth Bank of Australia*

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Australian Capital Territory, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    9,880,697 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    9,880,697 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,880,697 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES     ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 11.56% (based on 85,480,456 ordinary shares issued and outstanding, per Form 20-F/A (Annual and transition report of foreign private issuers [Sections 13 or 15(d)]) dated (06/05/2011)

12.

 

TYPE OF REPORTING PERSON

 

    BK/HC

 

* This Corrected Schedule 13G/A3 is being filed to correct the Schedule 13G filed on February 13, 2011, which inadvertently misstated the holding of this reporting person as 9,894,202 shares.


CUSIP NO. 602675100    13G   Page 3 of 15

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Colonial Holding Company Limited*

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    9,867,192 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    9,867,192 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,867,192 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES     ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 11.54% (based on 85,480,456 ordinary shares issued and outstanding, per Form 20-F/A (Annual and transition report of foreign private issuers [Sections 13 or 15(d)]) dated (06/05/2011)

12.

 

TYPE OF REPORTING PERSON

 

    HC

 

* This Corrected Schedule 13G/A3 is being filed to correct the Schedule 13G filed on February 13, 2011, which inadvertently misstated the holding of this reporting person as 9,880,697 shares.


CUSIP NO. 602675100    13G   Page 4 of 15

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Commonwealth Insurance Holdings Limited*

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    9,867,192 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    9,867,192 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,867,192 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 11.54% (based on 85,480,456 ordinary shares issued and outstanding, per Form 20-F/A (Annual and transition report of foreign private issuers [Sections 13 or 15(d)]) dated (06/05/2011)

12.

 

TYPE OF REPORTING PERSON

 

    HC

 

* This Corrected Schedule 13G/A3 is being filed to correct the Schedule 13G filed on February 13, 2011, which inadvertently misstated the holding of this reporting person as 9,880,697 shares.


CUSIP NO. 602675100    13G   Page 5 of 15

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Colonial First State Group Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Victoria, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    9,816,453

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    9,816,453 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,816,453 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 11.48% (based on 85,480,456 ordinary shares issued and outstanding, per Form 20-F/A (Annual and transition report of foreign private issuers [Sections 13 or 15(d)]) dated (06/05/2011)

12.

 

TYPE OF REPORTING PERSON

 

    HC

 


CUSIP NO. 602675100    13G   Page 6 of 15

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

First State Investments (Hong Kong) Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Hong Kong

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    5,027,700 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    5,027,700 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    5,027,700 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 5.88% (based on 85,480,456 ordinary shares issued and outstanding, per Form 20-F/A (Annual and transition report of foreign private issuers [Sections 13 or 15(d)]) dated (06/05/2011)

12.

 

TYPE OF REPORTING PERSON

 

    HC

 


CUSIP NO. 602675100    13G   Page 7 of 15

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

First State Investment Management (UK) Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Scotland, United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    4,788,753 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    4,788,753 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    4,788,753 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 5.60% (based on 85,480,456 ordinary shares issued and outstanding, per Form 20-F/A (Annual and transition report of foreign private issuers [Sections 13 or 15(d)]) dated (06/05/2011)

12.

 

TYPE OF REPORTING PERSON

 

    HC

 


CUSIP NO. 602675100    13G   Page 8 of 15

 

Item 1(a)      Name of Issuer: Mindray Medical International Limited
Item 1(b)      Address of Issuer’s Principal Executive Offices:
     Mindray Building
     Keji 12th Road South
     Hi-tech Industrial Park,
     Nanshan, Shenzhen 518057
Item 2(a)      Name of Person Filing
Item 2(b)      Address of Principal Business Office
Item 2(c)      Citizenship
     Commonwealth Bank of Australia
     Ground Floor, Tower 1
     201 Sussex Street
     Sydney, New South Wales, 2000
     Commonwealth of Australia
     Australian Capital Territory
     Colonial Holding Company Limited
     Ground Floor, Tower 1
     201 Sussex Street
     Sydney, New South Wales, 2000
     Commonwealth of Australia
     New South Wales
     Commonwealth Insurance Holdings Limited
     Ground Floor, Tower 1
     201 Sussex Street
     Sydney, New South Wales, 2000
     Commonwealth of Australia
     New South Wales
     Colonial First State Group Limited
     Ground Floor, Tower 1
     201 Sussex Street
     Sydney, New South Wales, 2000
     Commonwealth of Australia
     Victoria
     First State Investments (Hong Kong) Limited
    

6th Floor

Three Exchange Square

8 Connaught Place

     Central, Hong Kong
     First State Investment Management (UK) Limited
     23 St Andrew Square
     Edinburgh EH2 1BB
     Scotland


CUSIP NO. 602675100    13G   Page 9 of 15

 

Item 2(d)      Title of Class of Securities:
     Class A Ordinary Shares, HK $0.001 par value per share
Item 2(e)      CUSIP Number:           602675100
Item 3      If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
     (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
     (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act;
     (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act;
     (d)    ¨    Investment company registered under Section 8 of the Investment Company Act;
     (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
     (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
     (g)    x    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
     (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
     (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
     (j)    x    A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
     (k)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: First State Investments (Hong Kong) Limited and First State Investment Management (UK) Limited are investment advisers registered pursuant to the law of the jurisdiction in which each is located.

            If this statement is filed pursuant to Rule 13d-1(c), check this box: ¨

Item 4      Ownership:
            (a)      Amount beneficially owned:

            Incorporated by reference to Item 9 of the cover page pertaining to each reporting person.

            (b)      Percent of Class:


CUSIP NO. 602675100    13G   Page 10 of 15

 

            Incorporated by reference to Item 11 of the cover page pertaining to each reporting person.

            (c)      Number of shares as to which such person has:
    

(i)       sole power to vote or to direct the vote:

     Incorporated by reference to Item 5 of the cover page pertaining to each reporting person.
    

(ii)      shared power to vote or to direct the vote:

     Incorporated by reference to Item 6 of the cover page pertaining to each reporting person.
    

(iii)     sole power to dispose or to direct the disposition of:

     Incorporated by reference to Item 7 of the cover page pertaining to each reporting person.
    

(iv)     shared power to dispose or to direct the disposition of:

     Incorporated by reference to Item 8 of the cover page pertaining to each reporting person.
Item 5      Ownership of Five Percent or Less of a Class:
    

Not Applicable.

Item 6      Ownership of More than Five Percent on Behalf of Another Person:
    

Not Applicable.

Item 7      Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
    

See Exhibit 99.2.

Item 8      Identification and Classification of Members of the Group:
    

Not Applicable.

Item 9      Notice of Dissolution of Group:
    

Not Applicable.


CUSIP NO. 602675100    13G   Page 11 of 15

 

Item 10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. I also certify that, to the best of my knowledge and belief, the foreign regulatory schemes applicable to the relevant subsidiaries referenced in Exhibit 99.2 to this Schedule 13G are substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s), and that I undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.


CUSIP NO. 602675100    13G   Page 12 of 15

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated this 30th day of March 2012.

 

Commonwealth Bank of Australia
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Company Secretary
Colonial Holding Company Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
Commonwealth Insurance Holdings Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
Colonial First State Group Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
First State Investments (Hong Kong) Limited
By:  

/s/ Michael Stapleton

Name:   Michael Stapleton
Title:   Director
First State Investment Management (UK) Limited
By:  

/s/ Greg Cooper

Name:   Greg Cooper
Title:   Director


CUSIP NO. 602675100    13G   Page 13 of 15

 

INDEX TO EXHIBITS

 

Exhibit
No.

  

Exhibit

99.1    Joint Filing Agreement
99.2    Item 7 Information
EX-99.1 2 d328151dex991.htm JOINT FILING AGREEMENT Joint Filing Agreement
CUSIP NO. 602675100    13G   Page 1 of 15

 

Exhibit 99.1

Joint Filing Agreement

March     , 2012

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, Commonwealth Bank of Australia, Colonial Holding Company Limited, Commonwealth Insurance Holdings Limited, Colonial First State Group Limited, First State Investments (Hong Kong) Limited, and First State Investment Management (UK) Limited each hereby agree to the joint filing of this statement on Schedule 13G (including any and all amendments hereto). In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G. A copy of this Agreement shall be attached as an exhibit to the Statement on Schedule 13G filed on behalf of each of the parties hereto, to which this Agreement relates.

This Agreement may be executed in multiple counterparts, each of which shall constitute an original, one and the same instrument.

 

Commonwealth Bank of Australia
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Company Secretary
Colonial Holding Company Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
Commonwealth Insurance Holdings Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
Colonial First State Group Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
First State Investments (Hong Kong) Limited
By:  

/s/ Michael Stapleton

Name:   Michael Stapleton
Title:   Director
First State Investment Management (UK) Limited
By:  

/s/ Greg Cooper

Name:   Greg Cooper
Title:   Director
EX-99.2 3 d328151dex992.htm ITEM 7 INFORMATION Item 7 Information
CUSIP NO. 602675100    13G   Page 1 of 15

 

Exhibit 99.2

Item 7 Information

The securities being reported on by the reporting persons herein as parent holding companies are owned, or may be deemed to be beneficially owned as follows:

 

Company

  

Type of Company.

First State Investments (Hong Kong) Limited

   IA (HK registered)

First State Investments International Ltd.

   IA (US registered)

First State Investment Management (UK) Limited

   IA (UK registered)

Colonial First State Investments Limited

   IA (Australia registered)

Commonwealth Bank Officers Superannuation Corp Pty Ltd

   IA (Australia registered)